Clear requirements. Verified counterparties.
Counterparty due diligence is part of every mandate. Contact us before sharing corporate or identity documents.
KYC process
Request the current KYC checklist before submitting documents. Be prepared to provide the following information for review:
- Company registration and current trade licence
- Ownership structure and ultimate beneficial owners
- Identification and authority of the authorised signatory
- Registered address and business contact details
- Commodity specification, origin and proposed transaction details
Additional information may be requested for the specific mandate. The brokerage will confirm the appropriate document submission channel.
AML / OFAC screening
Counterparties and transaction details are subject to anti-money laundering and sanctions screening before engagement. The review covers identity, beneficial ownership and the proposed commodity trade.
Sanctions list policy
Transactions are reviewed against applicable sanctions requirements, including OFAC and EU sanctions. A mandate cannot proceed while a relevant sanctions concern remains unresolved.
Documentation
Request the current approved copies directly from the brokerage.